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DVLT

Datavault AI Inc.
DVLT stock: dilution, going concern, delisting risk — what the SEC filings say, updated every weekday morning.
Nasdaq · Services-Business Services, NEC · EDGAR filings (CIK 1682149) · 21 signals · 3 setups · updated Sep 18, 2026

What the filings say Pressure ▼

The filings point to a discounted equity raise ahead — dilution for existing holders. Next thing to watch: a 424B or offering 8-K.

Radar 94 (high attention) · dilution pressure high · listing risk high · governance risk elevated · runway 1.1 mo · strongest signal: Hearings panel (Aug 25, 2026)

What would confirm: 424B5/8-K announcing an offering, ATM sales disclosed in next 10-Q, or Form 4 sales by insiders ahead of it.
What would prove it wrong: Non-dilutive cash event (asset sale, grant, milestone payment), OCF turning positive, or shelf withdrawn (RW).

Direction is stated for existing shareholders (▼ more shares / survival or listing risk; ▲ insiders or holders buying). It is a characterization of the filings, not a forecast or a recommendation.

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94Radar · attention score (0–100)
89Dilution pressure · financing + balance sheet
91Listing risk · exchange standards
43Governance risk · reporting, auditor, going concern

Setups

Independent filings stitched into a thesis, each with what would confirm and what would prove it wrong.

Forced-raise setup Pressure ▼ strength 0.95

The filings point to a discounted equity raise ahead — dilution for existing holders. Next thing to watch: a 424B or offering 8-K. Cash need (going-concern language) coexists with live selling machinery (atm program, convertible note, pipe, registered direct, offering (424b)). Base case is a discounted raise; the question is when, not if.

Would confirm: 424B5/8-K announcing an offering, ATM sales disclosed in next 10-Q, or Form 4 sales by insiders ahead of it.
Would invalidate: Non-dilutive cash event (asset sale, grant, milestone payment), OCF turning positive, or shelf withdrawn (RW).
ATM programConvertible noteGoing-concern languagePIPERegistered directOffering (424B)

Listing cliff Pressure ▼ strength 0.90

Listing is at risk and the usual cures are constrained. Next thing to watch: a reverse-split proxy, a hearings-panel 8-K, or a Form 25. Exchange deficiency plus a structural reason cure is hard (sub-$5M float, negative equity, no cash, or a reverse split already used). Under Nasdaq's 2026 rules (one reverse split per 12 months; $5M MVLS floor with no cure period from Sept 2026) the usual escape hatches are narrower.

Would confirm: Nasdaq 'Pending Suspension' listing, Form 25, hearings-panel denial 8-K, or a reverse-split proxy.
Would invalidate: 8-K announcing regained compliance; equity raise that restores stockholders' equity; MVLS back above threshold for 10+ days.
Delisting languageGoing-concern languageHearings panelExchange deficiency noticeMinimum bid deficiencyReverse split

Death-spiral watch Pressure ▼ strength 0.70

Variable-priced paper is outstanding while the listing is under stress — the structure where dilution can accelerate. Watch the share count each quarter. Discount-priced or variable-priced securities are outstanding while the company is managing its listing with reverse splits/notices. Each conversion lowers the price, which lowers the next conversion price.

Would confirm: Rising share count in 10-Q cover vs prior quarter; repeated 424B3 resales; another reverse split proposal.
Would invalidate: Notes repaid in cash / equity line terminated (8-K 1.02); share count flat quarter over quarter.
Convertible noteDelisting languageHearings panelExchange deficiency noticeMinimum bid deficiencyReverse split

Analyst note full note in Pro

Sep 15, 2026 · DVLT · red-team verdict publish with caveats

Datavault AI requests Nasdaq hearings panel after delisting notice; ~1 month runway, discount PIPE in flight

On August 25, 2026, Datavault AI disclosed in an 8-K (Item 3.01) that it requested a hearing before a Nasdaq Hearings Panel following a delisting determination, citing continued non-compliance with Nasdaq's minimum bid price requirement. The company previously received multiple listing notices and has executed reverse splits. Simultaneously, the company closed a PIPE transaction (8-K dated August 19, 2026) and established an ATM program while carrying a going-concern opinion in the 10-Q filed August 19, 2026. The March 31, 2026 balance sheet showed $2.2 million in cash against $23.0 million in current liabilities, implying approximately 1.1 months of runway based on trailing twelve-month operating cash outflow of $23.6 million.

Full note (what we noticed, why it may matter, evidence, what could prove us wrong, red-team caveats) is in the Pro digest →

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Balance sheet (XBRL)

$2.2Mcash + short-term investments as of Mar 31, 2026
1.1 moestimated runway (latest fiscal-year operating cash flow (quarter too short to annualize) [companyfacts])
$220.0Mstockholders' equity as of Mar 31, 2026
$47.5Mpublic float (10-K cover)
855.6Mshares outstanding as of May 11, 2026 · was 614.3M Mar 17, 2026

Runway = liquidity ÷ monthly operating burn at the latest reported period · balance sheet 171 days old. A financing after the balance-sheet date is the main reason a figure can be stale — check the timeline below for offerings since then.

Signal timeline

Last 30 days of filing signals plus current balance-sheet flags, newest first. ▼ pressure · ▲ support · hover a score for its components; every row links to the filing.

DateSignalEvidenceScore
Aug 25, 2026 Hearings panel “hearings panel” language in 8-K (8-K) filed 2026-08-25 filing 58
Aug 25, 2026 Exchange deficiency notice 8-K Item 3.01 filed 2026-08-25 (accepted 16:25 ET) filing 55
Aug 25, 2026 Minimum bid deficiency “min bid” language in 8-K (8-K) filed 2026-08-25 filing 48
Aug 25, 2026 Delisting language “delisting notice” language in 8-K (8-K) filed 2026-08-25 filing 46
Aug 25, 2026 Reverse split “reverse split” language in 8-K (8-K) filed 2026-08-25 filing 34
Aug 24, 2026· 13D amendment Schedule 13D/A filed 2026-08-24 filing 24
Aug 19, 2026 Offering (424B) 424B5 prospectus supplement 2026-08-19; 9 prior 424B filings in 12m filing 49
Aug 19, 2026 Going-concern language “going concern periodic” language in 10-Q (10-Q) filed 2026-08-19 filing 43
Aug 19, 2026 ATM program “atm” language in 8-K (8-K) filed 2026-08-19 filing 40
Aug 19, 2026 ATM program “atm” language in 424B5 (424B5) filed 2026-08-19 filing 40
Aug 19, 2026 Convertible note “convertible note” language in 8-K (EX-5.1) filed 2026-08-19 filing 39
Aug 19, 2026 PIPE “pipe” language in 8-K (EX-10.1) filed 2026-08-19 filing 38
Aug 19, 2026 Unregistered sale 8-K Item 3.02 filed 2026-08-19 (accepted 17:30 ET) filing 37
Aug 19, 2026 Unregistered sale 8-K Item 3.02 filed 2026-08-19 (accepted 17:29 ET) filing 34
Aug 19, 2026 Reverse split “reverse split” language in 8-K (EX-2.1) filed 2026-08-19 filing 34
Aug 19, 2026 Registered direct “rdo” language in 424B5 (424B5) filed 2026-08-19 filing 34
Aug 19, 2026 Delisting language “delisting notice” language in 8-K (EX-4.1) filed 2026-08-19 filing 32
Aug 19, 2026 New debt obligation 8-K Item 2.03 filed 2026-08-19 (accepted 06:01 ET) filing 27
Mar 31, 2026 Runway < 6 months ~1.1 months runway: liquidity $2,205,000 as of 2026-03-31, burn $23,610,000/yr (latest fiscal-year operating cash flow (quarter too short to annualize) [companyfacts]) filing 37
Mar 31, 2026 Share count +25% Shares outstanding 614,308,267 (2026-03-17) -> 855,561,995 (2026-05-11), +39% filing 35
Mar 31, 2026 Cash < current liabilities Liquidity $2,205,000 vs current liabilities $23,024,000 filing 22

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