SEC-filing intelligence Β· US microcaps

Every SEC filing of 1,406 US microcaps, read every morning.

In microcaps the big moves β€” up and down β€” show up in SEC filings weeks before they show up in the price. Quiet Alpha reads every filing each morning and tells you, company by company, whether pressure is building β€” a raise coming, the listing at risk, auditors walking β€” or conviction is showing β€” insiders buying, a new activist, cash turning positive β€” and names the next filing to watch. Every claim links to the source document.

Free morning digest Β· one email per weekday Β· how it works Β· Pro from $18.85/mo β†’
Runs 06:15 ET every weekday Β· source: SEC EDGAR Β· research, not advice

Top setups today

Choose what you're looking for. Pressure β–Ό = supply and survival risk for existing holders (dilution, listing, going concern, reporting). Support β–² = insiders and large holders putting money in. Top 5 of 910 flagged companies free; Pro sees all of them. Screener β†’

Radar 0–100 = how much is happening Γ— how much it matters (attention, not direction)Pressure β–Ό negative for existing holdersSupport β–² insiders/holders buyingMixed β—† both present<40 low Β· 40–69 elevated Β· 70+ highWhat do these numbers mean? β†’
CompanyReadRadarSupport β–²RunwaySetups & key signals
AUIDauthID Inc. Pressure β–Ό
The filings point to a discounted equity raise ahead β€” dilution for existing holders.
97– 1.2 moForced raiseListing cliffDeath-spiral watch
Cash < current liabilities Convertible note Delisting language+11 more
SOBRSOBR Safe, Inc. Pressure β–Ό
The filings point to a discounted equity raise ahead β€” dilution for existing holders.
97– 0.6 moForced raiseListing cliff
Cash < current liabilities Delisting language Equity deficiency+10 more
DAICCID Holdco, Inc. Pressure β–Ό
Listing is at risk and the usual cures are constrained.
96– 0.8 moListing cliffDeath-spiral watch
Cash < current liabilities Convertible note Delisting language+9 more
DFLIDragonfly Energy Holdings Corp. Pressure β–Ό
Listing is at risk and the usual cures are constrained.
95– 3.5 moListing cliff
Cash < current liabilities Delisting language Equity deficiency+6 more
SDSTStardust Power Inc. Pressure β–Ό
The filings point to a discounted equity raise ahead β€” dilution for existing holders.
95– 0.8 moForced raiseListing cliffDeath-spiral watch
Cash < current liabilities Convertible note Delisting language+10 more
ADILAdial Pharmaceuticals, Inc. Pressure β–Ό
The filings point to a discounted equity raise ahead β€” dilution for existing holders.
95– 21.3 moForced raiseListing cliff
Delisting language Equity deficiency Exchange deficiency notice+7 more
ISPCiSpecimen Inc. Pressure β–Ό
Listing is at risk and the usual cures are constrained.
95– 6.4 moListing cliff
Delisting language Equity deficiency Hearings panel+7 more
GOVXGeoVax Labs, Inc. Pressure β–Ό
The filings point to a discounted equity raise ahead β€” dilution for existing holders.
95– 2.6 moForced raiseListing cliffDeath-spiral watch
Delisting language Equity deficiency Equity line+10 more
Pro

Ranks 6–910 are for Pro subscribers

Same-day, full universe, sortable screener + CSV, every analyst note, alerts. Founding rate $18.85/mo β€” 35% off forever until Sept 30.

Unlock Pro β†’   See a full Pro sample

Ranked by Radar. Open a ticker for the bottom line, the dilution / listing / governance sub-scores, the setups and every filing; the screener has all columns.

What Pro subscribers got this morning

204 setups across 910 flagged companies Β· 4 full analyst notes Β· the CSV Β· same-day

Free shows the top 5 per tab and the headline of each note. Pro shows everything, the morning it happens, plus watchlist alerts so you don't have to look. Read a complete Pro morning β†’

Get Pro Β· $18.85/mo founding rate
35% off forever Β· ends Sept 30 Β· cancel any time

What changed this week

Evidence-led, newest first. See everything (7 and 30 days) β†’

Exchange deficiency & delisting notices (12 in 7 days)

8-K Item 3.01
  • SDST Stardust Power Inc. Β· 8-K Item 3.01 filed 2026-09-17 (accepted 17:00 ET) filing Sep 17, 2026
  • BATL BATTALION OIL CORP Β· 8-K Item 3.01 filed 2026-09-16 (accepted 13:21 ET) filing Sep 16, 2026
  • BBLG Bone Biologics Corp Β· 8-K Item 3.01 filed 2026-09-16 (accepted 13:00 ET) filing Sep 16, 2026

all 12 β†’

Restatements & auditor changes (3 in 7 days)

8-K Items 4.01 / 4.02
  • HCWC HEALTHY CHOICE WELLNESS CORP. Β· 8-K Item 4.01 filed 2026-09-17 (accepted 16:24 ET) filing Sep 17, 2026
  • APT ALPHA PRO TECH LTD Β· 8-K Item 4.01 filed 2026-09-16 (accepted 08:07 ET) filing Sep 16, 2026
  • SURG SurgePays, Inc. Β· 8-K Item 4.01 filed 2026-09-16 (accepted 13:00 ET) filing Sep 16, 2026

all 3 β†’

Defaults, bankruptcies, control changes (4 in 7 days)

8-K Items 1.03 / 2.04 / 5.01
  • AEMD AETHLON MEDICAL INC Β· 8-K Item 5.01 filed 2026-09-17 (accepted 08:03 ET) filing Sep 17, 2026
  • HCWC HEALTHY CHOICE WELLNESS CORP. Β· 8-K Item 5.01 filed 2026-09-17 (accepted 16:24 ET) filing Sep 17, 2026
  • HODO House of Doge Inc. Β· 8-K Item 5.01 filed 2026-09-14 (accepted 17:26 ET) filing Sep 14, 2026

all 4 β†’

New shelves & offerings (44 in 7 days)

S-1/S-3, 424B4/424B5
  • SDST Stardust Power Inc. Β· 424B5 prospectus supplement 2026-09-18; 26 prior 424B filings in 12m filing Sep 18, 2026
  • STRW Strawberry Fields REIT, Inc. Β· 424B5 prospectus supplement 2026-09-18; 2 prior 424B filings in 12m filing Sep 18, 2026
  • WFCF Where Food Comes From, Inc. Β· S-3/A filed 2026-09-18 filing Sep 18, 2026

all 44 β†’

ATMs, equity lines, converts, warrant deals (38 in 7 days)

Financing structures that dilute on demand
  • EMAT Evolution Metals & Technologies Corp Β· β€œequity line” language in 8-K (EX-10.1) filed 2026-09-18 filing Sep 18, 2026
  • VWAV VisionWave Holdings, Inc. Β· β€œatm” language in 8-K (EX-99.1) filed 2026-09-18 filing Sep 18, 2026
  • FFAI FARADAY FUTURE INTELLIGENT ELECTRIC Β· β€œatm” language in 8-K (EX-99.1) filed 2026-09-18 filing Sep 18, 2026

all 38 β†’

New Schedule 13D filers (8 in 7 days)

Active >5% holders
  • OSUR ORASURE TECHNOLOGIES INC Β· Schedule 13D filed 2026-09-17 filing Sep 17, 2026
  • HLSQ Tessera Defense & Homeland Security Β· Schedule 13D filed 2026-09-17 filing Sep 17, 2026
  • VIP Vulcan Infrastructure & Power Inc. Β· Schedule 13D filed 2026-09-17 filing Sep 17, 2026

all 8 β†’

Latest analyst notes

Written for the top-ranked setups each morning by an analyst model, then attacked by a separate red-team model; only survivors are shown. All notes β†’

Sep 18, 2026 Β· NXL Β· publish with caveats

Nexalin discloses registered direct/convertible note while converting equity line days later; 1.7-month runway

Nexalin Technology filed two equity-line agreements and an ATM program on August 20 and 21, 2026, simultaneously disclosing a convertible note in an 8-K Item 2.03 (Financial Obligation) and a registered direct offering via prospectus supplement on August 20. T…

Sep 18, 2026 Β· PFSA Β· publish with caveats

Profusa discloses three financing deals in one month as cash drops to $375k and Nasdaq compliance clock ticks

Profusa, Inc. (PFSA), a medical-device maker with a $1.3M public float and negative $28.2M equity (as of March 31, 2026), executed three separate equity-line and convertible-note transactions on August 12, September 1, and September 16, 2026. The company recei…

Sep 18, 2026 Β· AZIO Β· publish with caveats

AZIO AI's auditor exits, CFO departs as cash runway hits 4 months and negative equity deepens to $8.2M

AZIO AI Holdings (AZIO), a Nasdaq-listed motor vehicle parts company, disclosed an auditor dismissal on September 10, 2026 (Item 4.01 8-K), the third officer departure in 90 days by September 14, 2026, and an active listing deficiency notice on August 28, 2026…

Sep 18, 2026 Β· SDST Β· publish with caveats

Stardust Power faces Nasdaq MVLS hearings-panel review with 0.8 months cash and active ATM program

On September 17, 2026, Stardust Power (SDST) disclosed in an 8-K that it received notice from Nasdaq's Hearings Panel regarding Market Value of Listed Securities (MVLS) and minimum bid price deficiencies, explicitly referencing delisting risk. The next day, th…

Sep 17, 2026 Β· GOVX Β· publish with caveats

GeoVax (GOVX) receives Nasdaq stockholders' equity deficiency notice with ~2.6 months runway; hearings-panel filing

On August 28, 2026, GeoVax disclosed a Nasdaq Staff determination of non-compliance with stockholders' equity requirements and requested a hearings panel (8-K filed 16:16 ET). The company also executed an equity-line agreement and warrant inducement on August …

How to use it

BEFORE YOU BUY A MICROCAPCheck the ticker page firstDilution pressure, months of cash, listing risk and whether an ATM or equity line is live. Most microcap losses come from supply, not from the story being wrong. Search any ticker in the top bar.
TRADE THE SETUPSPressure β–Ό setups have datable next stepsA forced raise ends in a 424B; a listing cliff ends in a reverse split or a Form 25. Each setup lists what would confirm and what would prove it wrong, so you know what to watch and when you're wrong.
FOLLOW THE MONEYSupport β–² is rare and worth readingInsider buying clusters and new 13D filers in distressed names are the closest thing to a conviction signal in filings. Cross-check with runway: conviction plus a raise coming is a very different setup from conviction alone.
DAILY IN 3 MINUTESRead the top table, then "what changed"New going-concern flags, delisting notices and restatements are same-day; the table ranks who has the most going on. Pro adds the full list, the screener, alerts and the analyst notes.

How it works

1 Β· READEvery filing, every morning8-Ks by item code, S-1/S-3/424B, NT filings, 13D, Form 4, XBRL cash and burn, plus full-text refinement queries across the whole universe.
2 Β· SCOREImportance Γ— novelty Γ— confidence Γ— magnitudeA boilerplate phrase can never outrank a hard 8-K item; a first-ever event outranks the fifth; stale balance sheets lose confidence.
3 Β· CONNECTFilings become setupsCash need + live selling machinery = forced raise. Deficiency notice + no easy cure = listing cliff. Each with confirm / invalidate criteria.
4 Β· RED-TEAMAnalyst note, then a skeptic tries to break itUnsupported claims, bad runway math, boilerplate mistaken for a going concern β€” flagged or killed before anything is published.
Free: morning digest, top-10 setups, every ticker page. Pro ($29/mo β€” founding rate $18.85/mo, 35% off forever until Sept 30): full same-day screener + CSV, all analyst notes, watchlist alerts, 12-month history. See pricing β†’ Β· Get the founding rate β†’