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BRTX

BioRestorative Therapies, Inc.
BRTX stock: going concern, delisting risk, reverse split — what the SEC filings say, updated every weekday morning.
Nasdaq · Services-Misc Health & Allied Services, NEC · EDGAR filings (CIK 1505497) · 15 signals · 2 setups · updated Sep 18, 2026

What the filings say Pressure ▼

Listing is at risk and the usual cures are constrained. Next thing to watch: a reverse-split proxy, a hearings-panel 8-K, or a Form 25.

Radar 94 (high attention) · dilution pressure low · listing risk high · governance risk high · runway 4.0 mo · strongest signal: Auditor change (Sep 2, 2026)

What would confirm: Nasdaq 'Pending Suspension' listing, Form 25, hearings-panel denial 8-K, or a reverse-split proxy.
What would prove it wrong: 8-K announcing regained compliance; equity raise that restores stockholders' equity; MVLS back above threshold for 10+ days.

Direction is stated for existing shareholders (▼ more shares / survival or listing risk; ▲ insiders or holders buying). It is a characterization of the filings, not a forecast or a recommendation.

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94Radar · attention score (0–100)
31Dilution pressure · financing + balance sheet
91Listing risk · exchange standards
94Governance risk · reporting, auditor, going concern

Setups

Independent filings stitched into a thesis, each with what would confirm and what would prove it wrong.

Listing cliff Pressure ▼ strength 0.90

Listing is at risk and the usual cures are constrained. Next thing to watch: a reverse-split proxy, a hearings-panel 8-K, or a Form 25. Exchange deficiency plus a structural reason cure is hard (sub-$5M float, negative equity, no cash, or a reverse split already used). Under Nasdaq's 2026 rules (one reverse split per 12 months; $5M MVLS floor with no cure period from Sept 2026) the usual escape hatches are narrower.

Would confirm: Nasdaq 'Pending Suspension' listing, Form 25, hearings-panel denial 8-K, or a reverse-split proxy.
Would invalidate: 8-K announcing regained compliance; equity raise that restores stockholders' equity; MVLS back above threshold for 10+ days.
Delisting languageHearings panelExchange deficiency noticeMinimum bid deficiencyReverse split

Reporting-integrity stress Pressure ▼ strength 0.90

The reported numbers themselves are in question — restatement, late filings or auditor churn. Treat the balance sheet with extra caution. A change of auditor or non-reliance on prior financials, together with late filings or a cluster of executive departures, is the pattern that precedes restatements, deregistration, or fraud allegations.

Would confirm: 10-K/A restating results, SEC comment letters (CORRESP/UPLOAD), further NT filings, auditor resignation letter disagreements.
Would invalidate: Clean 10-K on time with an unqualified opinion from the new auditor.
Auditor changeDeparture clusterOfficer/director change

Analyst note

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Balance sheet (XBRL)

$3.1Mcash + short-term investments as of Mar 31, 2026
4.0 moestimated runway (latest fiscal-year operating cash flow (quarter too short to annualize) [companyfacts])
$3.0Mstockholders' equity as of Mar 31, 2026
$11.2Mpublic float (10-K cover)
25.5Mshares outstanding as of May 14, 2026 · was 25.5M Mar 23, 2026

Runway = liquidity ÷ monthly operating burn at the latest reported period · balance sheet 171 days old. A financing after the balance-sheet date is the main reason a figure can be stale — check the timeline below for offerings since then.

Signal timeline

Last 30 days of filing signals plus current balance-sheet flags, newest first. ▼ pressure · ▲ support · hover a score for its components; every row links to the filing.

DateSignalEvidenceScore
Sep 11, 2026 Departure cluster 3 Item 5.02 8-Ks in 90 days (latest 2026-09-11) filing 60
Sep 11, 2026· Officer/director change 8-K Item 5.02 filed 2026-09-11 (accepted 09:29 ET) filing 22
Sep 10, 2026 Auditor change 8-K Item 4.01 filed 2026-09-10 (accepted 16:30 ET) filing 56
Sep 10, 2026 Going concern in 8-K “going concern 8k” language in 8-K/A (8-K/A) filed 2026-09-10 filing 31
Sep 2, 2026 Auditor change 8-K Item 4.01 filed 2026-09-02 (accepted 18:09 ET) filing 67
Sep 2, 2026 Minimum bid deficiency “min bid” language in 8-K (EX-99.1) filed 2026-09-02 filing 42
Sep 2, 2026 Reverse split “reverse split” language in 8-K (EX-99.1) filed 2026-09-02 filing 39
Sep 2, 2026 Delisting language “delisting notice” language in 8-K (EX-99.1) filed 2026-09-02 filing 32
Sep 2, 2026 Going concern in 8-K “going concern 8k” language in 8-K (8-K) filed 2026-09-02 filing 31
Sep 2, 2026 Holder rights modified 8-K Item 3.03 filed 2026-09-02 (accepted 17:29 ET) filing 31
Sep 2, 2026· Officer/director change 8-K Item 5.02 filed 2026-09-02 (accepted 18:09 ET) filing 24
Aug 25, 2026 Exchange deficiency notice 8-K Item 3.01 filed 2026-08-25 (accepted 17:00 ET) filing 60
Aug 25, 2026 Hearings panel “hearings panel” language in 8-K (8-K) filed 2026-08-25 filing 58
Aug 25, 2026 Delisting language “delisting notice” language in 8-K (8-K) filed 2026-08-25 filing 46
Mar 31, 2026 Runway < 6 months ~4.0 months runway: liquidity $3,592,030 (cash $3,112,679 + investments $479,351) as of 2026-03-31, burn $10,788,963/yr (latest fiscal-year operating cash flow (quarter too short to annualize) [companyfacts]) filing 31

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