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PDSB

PDS Biotechnology Corp
PDSB stock: dilution, delisting risk — what the SEC filings say, updated every weekday morning.
Nasdaq · Pharmaceutical Preparations · EDGAR filings (CIK 1472091) · 16 signals · 2 setups · updated Sep 18, 2026

What the filings say Pressure ▼

The filings point to a discounted equity raise ahead — dilution for existing holders. Next thing to watch: a 424B or offering 8-K.

Radar 90 (high attention) · dilution pressure high · listing risk elevated · governance risk high · runway 4.6 mo · strongest signal: Departure cluster (Sep 14, 2026)

What would confirm: 424B5/8-K announcing an offering, ATM sales disclosed in next 10-Q, or Form 4 sales by insiders ahead of it.
What would prove it wrong: Non-dilutive cash event (asset sale, grant, milestone payment), OCF turning positive, or shelf withdrawn (RW).

Direction is stated for existing shareholders (▼ more shares / survival or listing risk; ▲ insiders or holders buying). It is a characterization of the filings, not a forecast or a recommendation.

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90Radar · attention score (0–100)
84Dilution pressure · financing + balance sheet
55Listing risk · exchange standards
80Governance risk · reporting, auditor, going concern

Setups

Independent filings stitched into a thesis, each with what would confirm and what would prove it wrong.

Forced-raise setup Pressure ▼ strength 0.95

The filings point to a discounted equity raise ahead — dilution for existing holders. Next thing to watch: a 424B or offering 8-K. Cash need (negative equity, runway < 6 months) coexists with live selling machinery (atm program, pipe). Base case is a discounted raise; the question is when, not if.

Would confirm: 424B5/8-K announcing an offering, ATM sales disclosed in next 10-Q, or Form 4 sales by insiders ahead of it.
Would invalidate: Non-dilutive cash event (asset sale, grant, milestone payment), OCF turning positive, or shelf withdrawn (RW).
ATM programNegative equityPIPERunway < 6 months

Listing cliff Pressure ▼ strength 0.60

Listing is at risk and the usual cures are constrained. Next thing to watch: a reverse-split proxy, a hearings-panel 8-K, or a Form 25. Exchange deficiency plus a structural reason cure is hard (sub-$5M float, negative equity, no cash, or a reverse split already used). Under Nasdaq's 2026 rules (one reverse split per 12 months; $5M MVLS floor with no cure period from Sept 2026) the usual escape hatches are narrower.

Would confirm: Nasdaq 'Pending Suspension' listing, Form 25, hearings-panel denial 8-K, or a reverse-split proxy.
Would invalidate: 8-K announcing regained compliance; equity raise that restores stockholders' equity; MVLS back above threshold for 10+ days.
Minimum bid deficiencyNegative equityRunway < 6 months

Analyst note

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Balance sheet (XBRL)

$5.6Mcash + short-term investments as of Jun 30, 2026
4.6 moestimated runway (annualized 180-day YTD operating cash flow [companyfacts])
$-3.6Mstockholders' equity as of Jun 30, 2026
$60.1Mpublic float (10-K cover)
56.0Mshares outstanding as of Aug 6, 2026 · was 55.8M May 7, 2026

Runway = liquidity ÷ monthly operating burn at the latest reported period · balance sheet 80 days old. A financing after the balance-sheet date is the main reason a figure can be stale — check the timeline below for offerings since then.

Signal timeline

Last 30 days of filing signals plus current balance-sheet flags, newest first. ▼ pressure · ▲ support · hover a score for its components; every row links to the filing.

DateSignalEvidenceScore
Sep 14, 2026 Departure cluster 3 Item 5.02 8-Ks in 90 days (latest 2026-09-14) filing 60
Sep 14, 2026 PIPE “pipe” language in 8-K (EX-99.1) filed 2026-09-14 filing 36
Sep 14, 2026 Material agreement terminated 8-K Item 1.02 filed 2026-09-14 (accepted 16:10 ET) filing 29
Sep 14, 2026· Officer/director change 8-K Item 5.02 filed 2026-09-14 (accepted 16:10 ET) filing 23
Sep 8, 2026 ATM program “atm” language in 8-K (8-K) filed 2026-09-08 filing 40
Sep 8, 2026 Minimum bid deficiency “min bid” language in 8-K (EX-10.1) filed 2026-09-08 filing 39
Sep 8, 2026 Unregistered sale 8-K Item 3.02 filed 2026-09-08 (accepted 08:35 ET) filing 34
Sep 8, 2026 PIPE “pipe” language in 8-K (8-K) filed 2026-09-08 filing 33
Sep 8, 2026 Delisting language “delisting notice” language in 8-K (EX-10.1) filed 2026-09-08 filing 32
Sep 4, 2026 ATM program “atm” language in 8-K (8-K) filed 2026-09-04 filing 40
Sep 4, 2026 New debt obligation 8-K Item 2.03 filed 2026-09-04 (accepted 17:25 ET) filing 31
Aug 25, 2026· Officer/director change 8-K Item 5.02 filed 2026-08-25 (accepted 16:08 ET) filing 25
Aug 19, 2026· Officer/director change 8-K Item 5.02 filed 2026-08-19 (accepted 16:52 ET) filing 28
Jun 30, 2026 Runway < 6 months ~4.6 months runway: liquidity $5,596,254 as of 2026-06-30, burn $14,527,314/yr (annualized 180-day YTD operating cash flow [companyfacts]) filing 35
Jun 30, 2026 Negative equity Stockholders' equity $-3,579,739 as of 2026-06-30 filing 31
Jun 30, 2026 Cash < current liabilities Liquidity $5,596,254 vs current liabilities $12,377,476 filing 22

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